AA

Antenna Array

Physical Layer →
Introduced in Rel-4

AA is a composite antenna array pattern, measured in dBi, that represents the combined radiation pattern of multiple antenna elements for beamforming and spatial processing in advanced MIMO systems.

Category
Physical Layer
Introduced
Rel-4
Where
Radio Access Network › NG-RAN (5G)
Specifications
21 specs
AA Description Purpose Detected Changes Specifications

Description

An Antenna Array (AA) in 3GPP standards is a structured arrangement of multiple radiating elements whose individual patterns combine to form a composite radiation pattern. This composite pattern, expressed in dBi (decibels isotropic), characterizes the array's gain and directional properties relative to an ideal isotropic radiator. The AA is not merely a physical assembly but a key functional entity in the radio frequency (RF) domain, where the amplitude and phase of signals fed to each element are precisely controlled to shape the overall electromagnetic field. This control enables advanced spatial signal processing techniques that are central to modern wireless communication systems.

The architecture of an AA involves several key components: the individual antenna elements (such as dipoles or patches), the feeding network that distributes the signal, and the phase shifters or digital beamforming units that adjust the signal parameters per element. In a typical base station (e.g., gNB in 5G NR or eNB in LTE), the AA is integrated into the antenna system, often as part of an Active Antenna System (AAS) where transceiver units are closely coupled with the radiating elements. The composite pattern is derived through array factor calculations, combining the element factor (pattern of a single element) with the array factor (effect of element arrangement and excitation). This results in a directive beam that can be electronically steered to track user equipment (UE), enhancing signal strength and reducing interference.

How an AA works revolves around the principle of superposition and coherent signal combining. By applying specific complex weights (amplitude and phase adjustments) to the signals at each element, the array can constructively interfere in desired directions and destructively interfere in others. This process, known as beamforming, allows the AA to focus energy towards targeted UEs, forming high-gain beams. In multi-user MIMO (MU-MIMO) scenarios, multiple beams can be generated simultaneously to serve different UEs, leveraging spatial multiplexing to increase network capacity. The composite pattern in dBi quantifies this focusing capability, indicating how much gain the array provides over an isotropic radiator in a given direction.

The role of the AA in the network is pivotal for achieving the performance targets of 5G and beyond, such as enhanced mobile broadband (eMBB), massive machine-type communications (mMTC), and ultra-reliable low-latency communications (URLLC). It underpins key technologies like massive MIMO, where arrays with dozens or hundreds of elements are used to form narrow, adaptive beams. This improves coverage, especially at higher frequencies like mmWave, where path loss is significant. Additionally, the AA's pattern is essential for compliance testing and performance verification, as specified in 3GPP conformance test documents (e.g., TR 37.840, TR 38.817), ensuring that base stations meet radiation pattern requirements for real-world deployment.

Purpose & Motivation

The Antenna Array technology exists to overcome the limitations of traditional single-element antennas, which offer fixed, omnidirectional patterns with limited gain and spatial control. As cellular networks evolved from 2G to 5G, the demand for higher data rates, better spectral efficiency, and improved network capacity grew exponentially. Single antennas could not support advanced techniques like beamforming or spatial multiplexing, which are necessary to meet these demands. The AA was introduced to provide a flexible, electronically controllable radiation pattern that can adapt to dynamic network conditions, user distributions, and traffic loads.

Historically, early cellular systems relied on passive antennas with broad coverage patterns, leading to inefficiencies like high interference and limited capacity. The motivation for AA creation stemmed from the need to exploit the spatial dimension of the radio channel. By using multiple antenna elements, networks can direct signals precisely, reducing wasted energy and mitigating interference. This is particularly critical in dense urban environments and for higher frequency bands (e.g., mmWave in 5G), where signal attenuation and blockage are challenges. The AA addresses these by enabling focused beams that extend range and improve reliability.

The limitations of previous approaches included static patterns that could not adapt to moving users or changing environments, resulting in poor performance for mobile broadband and emerging IoT applications. AA technology solves this by allowing dynamic beam steering and shaping, which enhances user experience through higher throughput and lower latency. It also supports network densification and energy efficiency goals, as beams can be activated only where needed, reducing overall power consumption. The composite pattern measurement in dBi standardizes performance evaluation, ensuring interoperability and consistent deployment across vendors and operators.

Detected Changes Across Releases

from 3GPP Change Requests

Specific changes extracted from the „Change history“ tables of 3GPP specifications (12 CRs across 4 releases). Complements the general historical overview above with the evidence-based evolution of this function.

Studied in Rel-4, normative work from Rel-16.

Rel-16 1 change

In Release 16, the primary update for the Antenna Array function was a correction to the antenna model as detailed in subclause 7.2.4 of the technical report TR 38.820. This change ensured the accuracy of the modeling parameters used for antenna array characterization and testing. The adjustment refined the technical foundation for evaluating AA performance without introducing new procedures or interfaces.

  • CR to TR 38.820: Correction of antenna model in subclause 7.2.4 TS 38.820CR0002
Rel-17 4 changes

In Release 17, enhancements were made to the Antenna Array (AA) function by introducing a timer for the AA message reliable transport procedure and defining abnormal cases alongside a specific timer for the 5G ProSe AA message reliable transport procedure. The release also included corrections related to antenna connector specifications in the relevant technical documents. These updates aimed to improve the reliability and specification accuracy of antenna array operations.

  • Add the timer for AA message reliable transport procedure TS 24.554CR0123
  • Defining the abnormal cases and the timer used for 5G ProSe AA message reliable transport procedure TS 24.554CR0159
  • CR for TS 38.108, Correction on antenna connector TS 38.108CR0038
  • CR for TS 38.181, Correction on antenna connector TS 38.181CR0004
Rel-18 6 changes

In Release 18, the enhancements for the Antenna Array (AA) function primarily focused on improving Proximity Services (ProSe), specifically by introducing a reliable transport procedure for AA messages in both UE-to-UE (U2U) and Layer 2 UE-to-Network (L2 U2N) relay scenarios. The updates corrected the applicability of ProSe AA message transport messages to ensure proper functionality for 5G ProSe UE-to-UE relay UEs. Additionally, corrections were made to legacy LTE specifications regarding antenna connector and receiver antenna count references for radiated demodulation test requirements.

  • 5G ProSe AA message reliable transport procedure for U2U relay TS 24.554CR0420
  • Correcting the ProSe AA message transport messages to be applicable for the 5G ProSe UE-to-UE relay UE TS 24.554CR0492
  • (LTE_NBIOT_eMTC_NTN_req-Core)CR for TS 36.108, Correction on antenna connector for RF requirements TS 36.108CR0022
  • (LTE_NBIOT_eMTC_NTN_req-Perf)CR for TS 36.181, Correction on antenna connector for demodulatin requirements TS 36.181CR0017
  • (LTE_NBIOT_eMTC_NTN_req-Perf)CR for TS36.181, Correction on Number of RX antennas in header row of tables for radiated demodulation test requirements TS 36.181CR0021
  • 5G ProSe AA message reliable transport procedure applied to L2 U2N relay TS 24.554CR0425
Rel-19 1 change

In Release 19, a specific enhancement for the Antenna Array function addressed performance requirements for PUSCH with DM-RS bundling for Base Station type 1-O. The update provided a correction regarding the applicability of requirements for different receiver antenna connectors, ensuring proper testing conditions. This refinement aimed to improve the accuracy and reliability of performance measurements for antenna array systems in defined deployment scenarios.

  • (NR_cov_enh-Perf)CR for 38.141-2, Correction on applicability of requirements for different receiver antenna connectors for performance requirements for PUSCH with DM-RS bundling for BS type 1-O TS 38.141CR0686

Explore further

Broader topics and technologies where AA plays a role.

Defining Specifications

3GPP specifications that define or reference AA, with the latest known release. Sourced from the 3GPP document catalog — see methodology.

SpecificationTitleRelease
TS 23.057 vj00 Mobile Execution Environment (MExE) Specification Rel-19
TS 23.060 vj00 GPRS Service Description Stage 2 Rel-19
TS 24.554 vj40 5G Proximity Services (ProSe) Protocols Rel-19
TS 33.804 vc00 Non-UICC SSO using SIP Digest credentials Rel-12
TS 36.108 vj10 Satellite Access Node RF Requirements Rel-19
TS 36.181 vj30 E-UTRA RF Test Methods for Satellite Access Node Rel-19
TS 37.840 vc10 RF & EMC Requirements for Active Antenna Systems Rel-12
TS 37.842 vd30 BS RF Requirements for Active Antenna Systems Rel-13
TR 37.843 vf70 AAS BS Radiated RF Requirement Background Rel-15
TR 37.941 vj20 RF Conformance Testing Background for Radiated BS Requirements Rel-19
TS 38.104 vj20 NR Base Station RF Requirements Rel-19
TS 38.108 vj20 NTN NR Satellite Access Node RF Requirements Rel-19
TS 38.141 vj20 NR Base Station RF Conformance Testing Part 1 Rel-19
TS 38.174 vj10 NR Integrated Access and Backhaul Radio Spec Rel-19
TS 38.176 vj20 IAB Conformance Testing Specification Rel-19
TS 38.181 vj10 NR Satellite Access Node RF Testing Rel-19
TS 38.817 3GPP TR 38.817 Rel-4
TR 38.820 vg10 NR; 7-24 GHz Frequency Range Study Rel-16
TR 38.876 vi20 Technical Report on Air-to-Ground Network for NR Rel-18
TR 38.877 vi10 Technical Report Rel-18
TR 38.921 vj00 IMT Parameters Study for 6.4-7.1 & 10-10.5 GHz Rel-19